Become a Client of Marshall Sterling
At Marshall Sterling we offer various types of Service Accounts from Multi-Asset Execution Only, Stocks and Shares ISA, Self Invested Personal Pension (SIPP), through to Advisory and full Managed Discretionary Portfolio soutions.

 

If you would like to find out more please use the contact form below to indicate your preference or call us on +44(0)845 86 23456
You are able to select multiple choices.

   

Selection

SERVICE REQUIREMENT

   

Execution Only

Execution Only account holders are required to make their own decisions and can make transactions at their own discretion without the assistance of an investment manager.

     

Advisory

If you select an advisory service, you will be required to confirm your understanding of the relevant product or service and associated risks and may be required to provide a power of attorney or appointment of agent for any relevant trading accounts so as to allow our team access to act on your instructions.

     

Discretionary

If you choose to partake in a discretionary managed account, you will be required to confirm your understanding of the product and service and associated risks and rewards and provide a power of attorney for the investment account in question so as to have it managed in accordance with your chosen strategy.

     
 

ACCOUNT TYPE
Please note SIPP and ISA account Tax treatment depends on individual circumstances and is subject to change.
You may be eligible, so please check with HMRC or your Independent Financial Advisor.

   

SIPP

ISA

General Investment Account (GIA)

     
 

ELECTIVE PROFESSIONAL ASSESSMENT - PART 1

I hereby confirm that I wish to be treated as an ‘Elective’ Professional Client for the purposes of the Markets in Financial Instruments Directive (2004/39/EC 2006/73/EC) and accept that I can lose assets from making investment decisions based on financial promotions and I am aware that it is up to me to seek independent advice from an investment adviser authorised under the Financial Services and Markets Act 2000 if I am in any doubt about the suitability of an investment. Please only sign this box if you choose to be classified as an Elective Professional Client.

     

I have carried out transactions in significant size in a relevant market(s) at an average frequency of 10 per quarter over the previous four quarters.

     

I work or have worked in the financial sector for at least one year in a professional position.

     

My financial instrument portfolio, defined as including cash deposits and financial instruments exceeds EUR 500,000.

     
 

 

 

  Elective Professional Risk Warning
   

 

 

Other Information
  • Marshall Sterling Investment Management
  • 14 Hanover Street
  • Hanover Square
  • Mayfair, London, W1S 1YH
  • T: +44(0)845 86 23456
  • E: Info@MarshallSterling.co.uk

© Copyright 2014, Marshall Sterling Investment Management Limited

Authorised and Regulated by the Financial Conduct Authority [FRN: 646917]